Compliance Senior Associate

Описание

Ondo Finance builds institutional-grade, blockchain-enabled investment products and services with both a technology arm (DeFi tech) and an asset management arm that manages tokenized funds. The firm was the first to tokenize exposure to US Treasuries and is backed by leading investors; the team includes alumni from Goldman Sachs Digital Assets.

Responsibilities

• Assist with e-communication archiving reviews to ensure adherence to firm policies.
• Provide input on and help complete Due Diligence Questionnaires (DDQs) and RFPs.
• Complete weekly, monthly, and quarterly compliance checklists accurately and on time.
• Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements.
• Assist in preparation of risk assessments, annual reviews, and vendor reviews.
• Support responses and documentation for regulatory inquiries, third-party examinations, and internal audits.
• Maintain governance around committees, including scheduling, preparing materials, and documenting meeting notes.

Requirements

• 5+ years experience in KYC, AML, or compliance operations within financial services or fintech.
• Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance.
• Strong ability to analyze situations for compliance and business risk and implement effective mitigation solutions.
• Excellent organizational skills, strong attention to detail, and ability to manage multiple deadlines.
• Strong written and verbal communication skills; able to work cross-functionally and interact with regulators, auditors, and stakeholders.

Nice to have

• 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).

We offer

• Competitive compensation (salary, future token rights, and/or equity options)
• Full benefits (medical, vision, and dental)
• Flexible vacation policy (PTO)
• Remote-first team across many countries
• Work with experienced colleagues from top firms and leading crypto investors